We’ve previously written about banks and Ponzi schemes and potential liability for aiding and abetting. Now let’s assume a lawsuit has been filed. Banks have a treasure trove of information readily available to them. Because the government requires it.
When choosing your financial advisor, ensure that he or she has a custodian.
Let’s briefly identify and explain a few common causes of action that the investor can bring against a broker in a Statement of Claim.
Denial. Anger. Depression. There is no typical response to financial loss due to fraud, but this article may help you understand why you selected a particular investment or even allow you to spot a scheme before it’s too late.
The information contained in this blog is made available for educational and informational purposes and is not a substitute for legal advice or reading the rules and regulations discussed herein. In any particular case, you should consult with lawyers at the firm with the most experience on the topic, another attorney of your choice, or law enforcement. Depending on your specific situation, answers other than those outlined in this blog may be appropriate. Your use of this blog and website creates no attorney client relationship between you and Kozyak Tropin & Throckmorton LLP.
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