Posts

Building Your Case Against The Bank

We’ve previously written about banks and Ponzi schemes and potential liability for aiding and abetting. Now let’s assume a lawsuit has been filed. Banks have a treasure trove of information readily available to them. Because the government requires it.

Confirming your Financial Advisor

When choosing your financial advisor, ensure that he or she has a custodian.

Standard Causes of Action in FINRA Arbitration

Let’s briefly identify and explain a few common causes of action that the investor can bring against a broker in a Statement of Claim.

Fraudsters Leverage Psychological Biases to Steal Your Money

Denial. Anger. Depression. There is no typical response to financial loss due to fraud, but this article may help you understand why you selected a particular investment or even allow you to spot a scheme before it’s too late.